Anti-Money Laundering (AML) Compliance Program

Purpose of the AML Program

The AML program is designed to:

• Prevent the use of Capital Street FX services for illegal financial activities

• Detect and report suspicious transactions

• Ensure compliance with applicable laws and regulatory requirements

• Protect the integrity of the financial system

All clients and transactions are subject to AML monitoring.

Client Due Diligence

As part of AML compliance, Capital Street FX conducts client due diligence, which includes:

• Identity verification through KYC procedures

• Risk assessment based on client profile and activity

• Ongoing monitoring of trading and financial behavior

Higher-risk accounts may be subject to enhanced due diligence.

Transaction Monitoring

Transactions are monitored to identify:

• Unusual deposit or withdrawal patterns

• Rapid movement of funds without clear trading activity

• Activity inconsistent with the client’s profile

Suspicious activity may be flagged for internal review.

Reporting Obligations

Capital Street FX may be required to report suspicious transactions to relevant regulatory or law enforcement authorities in accordance with legal obligations.

Clients are not notified when such reports are made.

Record Keeping

The company maintains records of:

• Client identification documents

• Transaction history

• Compliance reviews and reports

Records are retained for the period required by applicable regulations.

Staff Training & Awareness

Employees and compliance staff receive regular training to:

• Identify potential money laundering risks

• Follow internal reporting procedures

• Maintain regulatory compliance standards

Important Notes

• Capital Street FX reserves the right to restrict or terminate accounts involved in suspected financial crime.

• Failure to comply with AML requirements may result in account suspension or closure.

• AML policies may be updated to reflect changes in regulatory requirements.