Comprehensive Due Diligence (CDD & EDD) Policy

Purpose of Due Diligence

The purpose of CDD and EDD is to:

• Identify and verify client identity

• Assess risk associated with each client

• Prevent fraud and financial crime

• Ensure compliance with legal and regulatory obligations

These processes help maintain the security and integrity of Capital Street FX services.

Customer Due Diligence (CDD)

CDD is applied to all clients and includes:

• Verification of identity through KYC documents

• Confirmation of contact and address information

• Basic risk assessment based on client profile

CDD is required before clients can access full account services.

Enhanced Due Diligence (EDD)

EDD is applied to higher-risk clients or situations, which may include:

• High transaction volumes

• Unusual trading or financial behavior

• Clients from high-risk jurisdictions

• Politically exposed persons (PEPs)

EDD may require additional documentation and more frequent reviews.

Risk Assessment Process

Capital Street FX evaluates client risk based on:

• Geographic location

• Source of funds

• Transaction patterns

• Account behavior

Risk levels may be updated over time as client activity changes.

Ongoing Monitoring

Accounts are subject to continuous monitoring to:

• Detect changes in risk profile

• Identify suspicious or unusual activity

• Ensure information remains accurate and up to date

Clients may be asked to provide updated documents during periodic reviews.

Non-Compliance & Restrictions

Failure to comply with due diligence requirements may result in:

• Account restrictions

• Suspension of services

• Account termination

Such actions are taken to maintain regulatory compliance and platform security.

Important Notes

• Capital Street FX reserves the right to request additional information at any time.

• Due diligence policies may be updated to reflect regulatory changes.

• All client information is handled in accordance with applicable data protection laws.

This article helps clients understand how Capital Street FX applies due diligence procedures to manage risk and maintain regulatory compliance.