Corporate Governance Policy
This article explains the Corporate Governance Policy followed by Capital Street FX and outlines the principles, structure, and responsibilities that guide the company’s management and operational practices.
Purpose of Corporate Governance
The purpose of the Corporate Governance Policy is to:
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Promote transparency and accountability
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Ensure ethical business practices
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Protect client interests
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Maintain regulatory compliance
Strong governance supports the long-term stability and credibility of Capital Street FX.
Governance Structure
The governance framework includes:
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Senior management oversight
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Compliance and risk management functions
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Internal audit and review processes
Each function has defined roles and responsibilities to ensure effective decision-making and operational control.
Management Responsibilities
Management is responsible for:
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Implementing company policies and procedures
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Ensuring regulatory compliance
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Managing operational and financial risks
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Maintaining accurate records and reporting
Compliance & Risk Oversight
The compliance and risk management teams monitor:
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Adherence to internal policies
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Regulatory developments
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Client activity and trading behavior
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Operational risk exposure
Findings may result in policy updates or corrective actions.
Ethical Standards
Capital Street FX maintains ethical standards that require:
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Fair treatment of clients
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Prevention of conflicts of interest
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Confidential handling of client information
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Zero tolerance for fraud or misconduct
Policy Review & Updates
The Corporate Governance Policy is reviewed periodically to:
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Reflect regulatory changes
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Improve internal controls
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Address operational or compliance findings
Updates may be implemented without prior notice.
Important Notes
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All employees and partners are required to comply with governance policies.
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Violations of governance standards may result in disciplinary action.
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Capital Street FX reserves the right to enforce governance measures as needed.